Court House photograph

Our Attorneys

Amy Rothstein 
New York, New York
Of Counsel, since 1997
phone (212) 619-3730
fax (212) 962-5037
email Email Me

Amy Rothstein, counsel to the firm, is an experienced civil litigator and alternate dispute resolution  neutral in commercial, securities and employment cases.  She serves as a mediator, special master, referee and arbitrator.  Additionally, Ms. Rothstein handles investigations, monitorships and criminal post-conviction work.

A former Assistant United States Attorney in the Southern District of New York's Civil Division and former Deputy Chief of the New York State Attorney General's Investor Protection and Securities Bureau, Ms. Rothstein served as an Independent Hearing Officer for the New York State Banking Department and as a Special Master to the Hon. Beatrice Shainswit and the Hon. Karla Moskowitz of the New York State Supreme Court's Commercial Division. 

Ms. Rothstein's trial experience contributes to her skills as an arbitrator and her work as a mediator and arbitrator have made her highly effective as a special master and referee. She serves as a mediator and arbitrator for the American Arbitration Association and in other forums.

From 1984 to 1988 she was an Assistant United States Attorney in the Civil Division of the Southern District of New York, where she defended and prosecuted actions on behalf of the United States in a broad range of subject areas including government regulation, tax, environmental law and employment discrimination. Ms. Rothstein served as Assistant General Counsel at Gruntal & Co. from 1988 to 1990 and as Deputy Chief of the Investor Protection and Securities Bureau in the New York State Attorney General's Office from 1990-1995. From 1994-1998, as a member of the Adjunct Faculty, Ms. Rothstein taught a securities practice seminar at Brooklyn Law School.

Ms. Rothstein has handled criminal appeals and other post-conviction work on both the defense and prosecution sides:  at the Legal Aid Society's Criminal Appeals Bureau and at the New York State Attorney General's Securities Bureau. This background makes her highly effective as an appellate/post-conviction advocate.

Year Joined Organization:
1997
Areas of Practice:
Mediation
Alternate Dispute Resolution
Internal Investigations
Corporate Compliance
Litigation
Criminal Appeals
Bar Admissions:
New York, 1973
U.S. District Court Southern District of New York, 1973
U.S. District Court Eastern District of New York, 1973
U.S. District Court Western District of New York, 1978
U.S. Court of Appeals 2nd Circuit, 1977
Education:
New York University School of Law, New York, New York, 1972
J.D.


Boston University, Boston, Massachusetts, 1969
B.A.
Honors: Magna Cum Laude
Honors: Phi Beta Kappa
Major:  Government


Published Works:
The New York County Lawyers' Association Report of the Committee on Federal Courts on Pro Hac Vice Admissions to the Federal Courts", Joint Committee of the Southern and Eastern Districts of New York, 169 F.R.D. 390, 1997


Classes/Seminars Taught:
Mediation Facilitator/Trainer, New York University School of Law


Mediation Facilitator/Trainer, Columbia University School of Law


Mediation Facilitator/Trainer, Fordham University School of Law


Mediation Facilitator/Trainer, New York City Bar Association


Mediation Trainer/Facilitator, Commercial Division, New York Supreme Court, NY County


Mediation Facilitator/Trainer, New York State Department of Law


Mediation Facilitator/Trainer, New York City Law Department


Professional Associations and Memberships:
American Arbitration Association
Arbitrator and Mediator


Financial Industry Regulatory Authority
Mediator


Southern and Eastern Districts of New York
Mediator


Commercial Division, New York Supreme Court, NY County
Mediator


New York City Bar Association
Past Member - ADR, Arbitration and Federal Courts Committees


New York County Lawyers Association
Member - Arbitration, ADR, Federal Courts, Special Master Committees


Association for Conflict Resolution (formerly SPIDR)
Member


American Bar Association, Dispute Resolution and Business Law Sections
Member


Past Employment Positions:
Brooklyn Law School, Adjunct Faculty, 1994 - 1998


New York State Department of Law, Deputy Chief, Investor Protection and Securities Bureau, 1990 - 1995


Gruntal & Co., Incorporated, New York, NY, Assistant General Counsel, 1988 - 1990


United States Attorney's Office, S.D.N.Y., Assistance United States Attorney, Civil Division, 1984 - 1988


The Legal Aid Society, Staff Attorney, Prisoner's Rights Project, 1977 - 1984


The Legal Aid Society, Staff Attorney, Criminal Appeals Bureau, 1974 - 1977


Weil, Gotshal & Manges, Litigation Associate, 1972 - 1974


Pro Bono Activities:
Special Master for Hon. Beatrice Shainswit, Justice, Commerical Division, NY Supreme Court, 1999 - 2001
Special Master for Hon. Karla Moskowitz, Justice, Commerical Division, NY Supreme Court, 2001 - 2007

Doar Rieck Kaley & Mack represents clients throughout New York, New Jersey and Long Island including New York City boroughs: Bronx, Brooklyn, Manhattan, Queens and Staten Island, and Suffolk County, Nassau County, Westchester County, Essex County, Hudson County, Bronx County, Kings County, New York County, Queens County and Richmond County.

Doar Rieck Kaley & Mack
Attorneys at Law

217 Broadway, Suite 707
New York, NY 10007
Phone: 212.619.3730
Fax: 212.962.5037

Long Island Office
1205 Franklin Avenue, Suite 330
Garden City, NY 11530
Phone: 516.739.4664

Doar Rieck
Kaley & Mack
Attorneys at Law

217 Broadway
Suite 707
New York, NY 10007
Tel: 212.619.3730
Fax: 212.962.5037

1205 Franklin Avenue
Suite 330
Garden City, NY 11530