Compliance and Prevention Overview

"Given the current regulatory climate, any organization without a comprehensive compliance program in place is putting the continued viability of that organization at risk." - Walter Mack, Senior Partner at Doar Rieck Kaley & Mack

Doar Rieck Kaley & Mack is a small dynamic law firm representing corporate clients, officers and executives throughout New York facing complex civil or criminal matters. Our attorneys provide planning services and advise clients on all aspects of prevention programs designed to achieve regulatory compliance and avoid costly litigation. We have appeared at all levels of the state and federal courts, before various professional organizations and administrative agencies, and we also serve as a neutral in a dispute resolution proceedings.

1. Corporate Compliance and Defense
2. Risk Analysis, Fraud Detection and Corporate Investigation
3. Investigative Services
4. Complex Business Litigation
5. Employment Law
6. White-Collar Criminal Defense
7. Criminal Defense/Appeals
8. Alternate Dispute Resolution (ADR)

Several recent high-profile corporate fraud and corruption cases have placed businesses, their boards, and executives under harsh scrutiny by public prosecutors and regulators. Programs that are aimed at ensuring regulatory compliance and promptly addressing accusations of wrongdoing are essential to avoiding public relations disasters and possible regulatory or prosecutorial intervention.

Not only do these programs provide a framework for corporate conduct, but they demonstrate a commitment to act. Clients, the public, shareholders, and the government will be reassured that any negative fall-out from an ethical or regulatory breach is likely to be minimized if comprehensive compliance and integrity programs have been implemented.

At Doar Rieck Kaley & Mack, our lawyers are regularly retained to serve as government-assigned monitors and to assist corporate clients with internal investigations and corporate audits to determine if the existing reporting systems are adequate and in conformance with updated and evolving regulatory requirements, including Sarbanes Oxley.

Our attorneys draw upon the expertise of experienced investigators and forensic accountants capable of mounting extensive internal examinations of policies, procedures, and accusations of fraud or misconduct. These individuals have broad experience in both the private and public sectors, including service with the Federal Bureau of Investigation (FBI), the New York State Organized Crime Task Force and the New York City Police Department.

We have the resources and experience necessary to provide complex compliance and litigation services. Because our attorneys are all highly experienced, our clients get the benefit of "hands on" attention from knowledgeable counsel.

If you are a corporation, corporate officer, or executive facing accusations of wrongdoing, you will require a law firm that address your need quickly, discreetly and with minimal disruption to your business. Please review our website, consider our qualifications, and then contact the law offices of Doar Rieck Kaley & Mack today for a consultation with an experienced attorney.