If federal law enforcement agents show up unexpectedly at your home or office to “ask you a few questions,” you might think it’s best to talk to them. Even if you don’t tell them the full truth or you even give them some answers that you know aren’t entirely accurate,...
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Year: 2023
What you need to know about the new SEC clawback rules
Most people who deal with federal compliance for their companies are familiar with U.S. Securities and Exchange Commission (SEC) clawback provisions. They’ve become increasingly common in executive compensation packages. The SEC gave publicly held companies until Dec....
Bid rigging for federal construction contracts
When businesses in the construction industry collaborate to fix prices on bids for federal contracts, they tread into risky and often illegal territory. Bid rigging is a serious criminal offense under federal law. Bid rigging undermines the principles of fair...
3 things to know about Ponzi schemes
Ponzi schemes are a type of investment fraud that are complex and deceptive, luring investors with the promise of high returns with little to no risk. Understanding the mechanics of a Ponzi scheme is crucial for anyone navigating the intricacies of white-collar crime....
Is drug possession a felony offense in New York?
In the intricate landscape of the New York criminal justice system, drug offenses are among the most common. Contrary to belief, violating drug possession laws here in New York can result in felony charges, not just misdemeanor ones. Felony crimes carry heavier...
What to do (and not to do) if under investigation by the SEC
Allegations of securities fraud, such as insider trading and manipulating market prices, can pose significant legal and financial threats. If investigators find incriminating evidence, you could face civil and criminal penalties, costly fines, injunctions or even...
Why public servants need to understand bribes and gratuities
Most New York public servants are pretty clear – or think they are – on what constitutes a bribe. It involves something of value from someone (whether you solicited it or not) in exchange for doing something for them or for a business or organization they represent in...
Understanding disgorgement
When a person or organization is found guilty of obtaining funds through illegal or unethical means, the consequences can include fines and other sanctions and even prison time. They’re typically required to “disgorge” or repay the money they improperly received...
Felony charges and social media don’t mix
Over the last decade or so, sharing life's triumphs, challenges and even mundane moments on social media has become second nature for many people. However, if you are facing felony charges, this instinct to share or even simply browse these platforms can result in...
The basics of construction bidding compliance concerns
Navigating the world of construction bidding in New York can be a complex task. It's not merely about submitting the most attractive price. Behind the scenes, compliance with myriad regulations and standards is a necessity, often making the difference between securing...