As a business owner, you can agree that financial transactions are the lifeblood of any organization. That said, businesses should be keen to avoid unintentionally associating with people or entities that launder money to maintain cash flow. These interactions may...
In today's increasingly regulated business landscape, staying on the right side of the law is crucial. Legal compliance goes beyond avoiding fines; it's about safeguarding your business's reputation and helping to ensure its long-term sustainability. Lawsuits related...
It would probably surprise no one that Tesla and its controversial co-founder Elon Musk are currently under investigation on two separate fronts by the U.S. Department of Justice (DOJ) and the Securities and Exchange Commission (SEC). The U.S. Attorney’s Office for...
It has become increasingly common for corporations, financial institutions and investment firms to prominently promote their commitment to environmental, social and governance (ESG) goals. The “E” in ESG is typically seen as the most important one. It’s also the...
Corporate internal investigations are critical for identifying and addressing potential misconduct within an organization. The benefits are numerous, including prevention of recurring issues, positive stakeholder perception, improved corporate governance and...
At its most basic, it’s all about doing the right thing - isn’t it? Compliance and ethics both have important parts to play in your business and they’re not separate from one another. They do, however, mean different things to different people and it’s hard to put an...
While you may understand the state and federal labor laws, your employees may not. You may need to conduct compliance training for your employees so they understand the consequences of violating labor laws. Here’s what you could do: 1. Harassment and discrimination...
Just like anyone else, businesses are subjected to taxes. Businesses may have to pay federal, state and city taxes. No one enjoys paying taxes. It can be confusing and people often don’t know if they’re doing it right. Taxes for businesses can be a lot more...
One reason the Securities And Corporate (SEC) Investigations might investigate you is if they feel you did not adequately disclose information to investors. Potential investors can only make informed decisions if they have the material necessary to inform themselves....
In today’s globalized world, third-party compliance is a crucial aspect of business operations. You do not want to expose your business to regulatory and reputational risks due to the conduct of external vendors, contractors and suppliers. Therefore, it is advisable...